Regulatory notices

Allocatin, Inc. provides software, information, and workflow tools. Nothing on the platform is an offer to sell, or a solicitation to buy, any security or fund interest. Nothing is investment, legal, tax, or accounting advice. You must obtain your own advice and complete your own diligence.

United States

AllocatIN is not registered with the US Securities and Exchange Commission as an investment adviser or broker-dealer, and is not a member of FINRA or SIPC. We do not provide investment advice, do not recommend securities, do not solicit or negotiate investments, do not receive transaction-based compensation, and do not hold customer funds or securities.

Directory information and fit explanations are general information about professional counterparties. They are not a Form ADV brochure, not a recommendation, and not an offer. Communications between users are the users’ communications. If a user is itself an adviser, broker, or issuer, that user is solely responsible for its own status and disclosures.

Canada

AllocatIN is not registered with the Canadian Investment Regulatory Organization (CIRO) or any provincial securities commission as a dealer, adviser, or investment fund manager. The platform is not a marketplace. Canadian users are responsible for their own registration analysis, including any “registerable activity,” prospectus, or accredited-investor requirements that apply to their conversations off-platform.

United Kingdom

AllocatIN is not authorized or regulated by the Financial Conduct Authority. Nothing on the platform is a financial promotion we have approved under section 21 of FSMA. Users who issue promotions remain responsible for the financial-promotion restriction and for COBS rules that apply to them. Fit scores are not a recommendation or a personal recommendation under UK rules.

European Union

AllocatIN is not an investment firm under MiFID II, not an AIFM, not a credit-rating agency, and not a crowdfunding service provider. Matching is not investment advice, portfolio management, reception/transmission of orders, or placing of financial instruments. Users who are themselves authorized firms remain responsible for their own MiFID, AIFMD, SFDR, and marketing-passport obligations when they communicate with investors.

What we never do on the platform

• Move, custody, or settle capital.
• Charge success fees, finder’s fees, or transaction-based compensation.
• Rank managers by performance or label anyone “best.”
• Let a paid seat buy a higher match rank.
• Execute subscriptions, capital calls, or secondary trades.
• Send autonomous outreach on your behalf without a human approval step we have shipped and you have used.

Your decisions

Any allocation, commitment, redemption, or decline is yours or your firm’s. Past figures shown from public sources can be wrong or out of date. “ND” means we do not have a verified public figure — not that the true figure is zero.

These notices supplement the Terms of Use. Questions: legal@allocatin.com.